Our Blog - Surety Matters

  Every year, the DOL’s Employee Benefits Security Administration (EBSA) recovers funds for the participants of company sponsored retirement plans, and 2023 was no different. Enforcement action and complaint resolution, as well as the abandoned…
Read Moreabout On Behalf of Participants: Funds Recovered

  Several research projects this year have concluded with this “discovery”: women are generally more worried about financing their retirements than men. Ironically, that these findings still come as “news” underscores the depth of the…
Read Moreabout Worried About Retirement: Women!

  Almost half of Millennials say they want to retire as soon as they are financially able to do so. Confidence in the ability to retire is fairly strong too, with about half of Millennials…
Read Moreabout Millennials on Retirement: ASAP!

The term “fiduciary breach” often evokes images of significant mishaps within company-sponsored retirement plans, leading to notable legal disputes. Yet, a more common and equally troublesome issue for business owners is failing to secure the…
Read Moreabout Essential protection – ERISA

  Data reveals that overall, we’re feeling more experienced as investors and more comfortable with market volatility. A research report from benchmarking firm, Hearts & Wallets, finds the number of households feeling inexperienced with investing…
Read Moreabout Accepting Market Volatility?

  Staying up to date on ERISA compliance, scurrying around with SECURE 2.0 provisions, and keeping benefits competitive are all big lifts for plan sponsors these days. Take heart, though: employees really do appreciate the…
Read Moreabout Appreciating The 401k

  No retirement plan sponsor sets out to be accused of imprudent decision-making related to the investment options offered to participants, but claims are on the rise. That doesn’t mean claims over administrative fees have…
Read Moreabout Investment Imprudence: Claims on The Rise

  The words “fiduciary breach,” conjure something big going wrong with the company-sponsored retirement plan, resulting in headline-making allegations. In reality, a painful, “regular,” plan sponsor error, failure to have the ERISA fidelity bond as…
Read Moreabout The Importance of ERISA Bonds

  Just as retirement plan sponsors must deeply understand and comply with ERISA, so too must each and every member of a retirement plan committee. Regular meetings, education, training, and follow-up are best practices. Committee…
Read Moreabout Committee Duties and Training